| SPA Literatura comparada CAT Literatura comparada EUS Literatura erkatua GLG Literatura comparada POR Literatura comparada |
contents
Introduction | Didactic translation and the debates on fidelity and translatability | Literary translation from the perspective of Comparative Literature | Literary translation, descriptive translation studies, and comparative literature | Literary translation and the “cultural turn” in Translation Studies | Literary translation and coparative literature in the USA | "World literature” and translation | Conclusions | Research potential
Translation has long existed in the periphery of the study of literature, though its importance has changed radically over the last four decades. In spite of its significant importance as an intercultural activity, fields such as literary criticism and theory, the different histories of national literatures, and indeed Comparative Literature, have often considered translation to be something completely subsidiary to their interests. The main reason for this oversight or, indifference is the traditional perception of translation as a necessary evil. Translation can be seen as a strategy that tries to alleviate the limitations that humankind encounters whilst trying to establish contact with people belonging to other linguistic communities and their cultural legacy, transmitted through the written word. At the same time, it also serves, so to speak, as a way of reminding us of the imperfection of human nature and the vanity of trying to overcome Babel’s curse.
This perception implies an important paradox. It gives literary works, particularly the great works constituting canonized literature that are supposedly presented as models deserving imitation, the dubious honour of being inimitable, let alone unrepeatable. This has resulted in iterative and indiscriminate comparisons between the originals and their translations to compare the differences and so reveal what had been lost in the unavoidable, but also painful, interlinguistic transformation. From this point of view, the custom of considering in a premature (and, therefore, unfounded) way that any work is superior to its translation is not surprising.
Although the study of translation is one of the most effective tools we have to analyse interliterary contacts, not even comparatists, until recently, have been able or willing to give translation the recognition it deserves as a major driving force in the development of literature. The fact that translations have a derivative or second character cannot be denied as they logically require the existence of a previously written text in another language, but there is no need to make the term second synonymous to 'secondary'.
Translations are often applied the stigma of secondary works due to their limited life, since all cultural and linguistic changes that are to be expected in any literary system throughout its existence are detrimental to them. These changes determine the need to provide readers with revisions of previous versions that are both ideologically and aesthetically suited to the new times. Generally, the title of original, as the word suggests, is awarded to a particular and exclusive expression of a particular author, although it is also a copy of reality, or the reality imagined by him/her. Conversely, translation is seen as a copy of a copy, a simulacrum, an imitation or interpretation of something tangible and true.
That said, although translation is certainly a reproduction of an original, there is no need to discriminate it in favour of the latter, whose only merit is often that of being its predecessor in time. Indeed, as it has occasionally been noted, many arts involve reproduction in their execution (consider, for example, the acts of interpretation involved on the stage or in musical performances). In fact, translations provide a genuine interpretive function, as later versions of the same work reveal new facets and are often updated upon rereading.
It is probable that the assumption that every original text must be, by its nature, necessarily superior to its translation (both in ontological and qualitative terms) intensified in the Romanticism, with the sublimation of creation, individualism and originality. However, much earlier on, we can find numerous accounts which do not speak of a relationship of parity. This premature, evaluative and normative conception born from a tradition inevitably oriented towards the original pole, has been challenged systematically in recent years by various post-structuralist theorists who have devoted themselves to rethinking the notion of originality. This view posits that the foreign text is not self-sufficient, complete in itself and independent, but would be, from a metaphorical point of view, also a translation in itself, being the result of the writer’s processing of a meaning, a concept, an emotion. Moreover, the translation process, understood as an interlinguistic and cultural transfer, becomes an activity that enables a text to perpetuate its life in another context, and the translated text acquires the status of the original by virtue of its existence in the new context. This approach is suggestive, as the assumed original becomes subject to its translation or translations to achieve an effective activation of new readings and more meaningful interpretations, as well as to ensure its survival.
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| Intertextuality. |
In fact, what is at stake here is nothing less than the question of intertextuality: that of the original text with other texts; that of the original text with its translations; that of the different translations of a text between them; that of those translations with other texts in the target language. There is no doubt that the various translations of the same text develop some important relationships that have fundamental consequences for translators and translation students. The existence of previous translations (mainly in their own language, sincethat way intertextuality is reinforced) allows the translator to perform a collation that can, in some cases, determine the decision-making process and even lead to a tangible influence on the result of his or her own translation activity. Obviously, depending on the degree of such influence, there is room for talk of plagiarism. Even when that is not the case, when there is no influence of any kind, it is beyond doubt that each era has its own translation norms which the translator internalizes, then accepts or rejects. Both options have a fundamental impact on the final product. From the point of view of the researcher, the comparison of successive translations allows for the performance of a research on the ways in which a given author, a particular work, has been translated through time, and then for the formulation of hypotheses about its reception in a given context. In fact, it is a path long practiced in Descriptive Translation Studies research.
This issue of retranslation is inseparable from the issue of canon, to the point that they are absolutely interdependent: retranslations contribute to provide the status of classical texts, and their own status of classic texts encourages new retranslations. Let us remember that there is nothing intrinsic to a text that makes it canonical, but instead the specific facts of the literary system it belongs toare what favour or not its potential canonicity. Translation can, in fact, help to promote the canonical status of a text. An example is the usual practice of referring to an author as “translated into X languages” in order to highlight his or her importance. If we understand that reading a classic somehow involves rereading it, as Italo Calvino has done in his famous work Why Read the Classics, we could understand and justify the need for retranslation, since at the end a classic proves to be endless in its potential for interpretation.
Didactic translation and the debates on fidelity and translatability
The ontological concept of translation to which we have alluded has been suffering in the West from the negative influence of deeply rooted convictions throughout the centuries, which has had a counterproductive effect on its qualitative consideration. André Lefevere (1991) pinpointed with special clairvoyance the historical circumstances that determined this situation. In his opinion, the study of translation had been hampered by an excessive prescriptivism arising from the way that the evaluation of the translation exercise was carried out. Thus, from the perspective of language teaching (in which translation has been practiced for so long), translation was the tool enabling the teacher to check whether the original text had been well understood. This is why there was a great insistence on the existence of an extreme dichotomy between correctness/incorrectness or between loyalty/freedom, without the possibility of intermediate positions being considered.
It goes without saying that this was due largely to various institutions (church strata, state, educational institutions, etc...), which have always wanted to ensure that the major works were translated in the right way to preserve their interests. Broadly speaking, this double choice between loyalty/freedom (already mentionedby Cicero in 46 b. C.) is referred to with the expressions “word for word translation” and “meaning for meaning translation.”
The debate on whether literalness and full respect for the original text are more desirable or, conversely, an adaptation to the host culture is to be preferred, had long occupied theorists in fruitless discussions. It was not until the mid-20th century that the linguistic approaches to translation overcame this extreme dichotomy and a consensus was reached on the fact that translation must be based on a compromise between respect for the original and the communicative efficacy of a new text conceived by means of different linguistic signs in a different cultural context.
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| Faithful translation. | Free translation. |
The debate on whether literalness and full respect for the original text are more desirable or, conversely, an adaptation to the host culture is to be preferred, had long occupied theorists in fruitless discussions. It was not until the mid-20th century that the linguistic approaches to translation overcame this extreme dichotomy and a consensus was reached on the fact that translation must be based on a compromise between respect for the original and the communicative efficacy of a new text conceived by means of different linguistic signs in a different cultural context.
This fruitless debate between whether to opt for a free translation or for a literal translation, was raised many times in exclusive terms and without regard to the principles governing the translator’s decision-making, such as their own ideological or aesthetic convictions, the purpose of the translation or the public it was intended for. A similarly unproductive debate was held on the possibility of translation itself or, in other words, the dichotomy between translatability and untranslatability, either from a linguistic point of view (for example, the universalist thesis against cultural relativism) or stylistic terms (for example, the limits that the existence of motivated signifiers implies to obtaining equivalence, as in the case of poetry). Currently, these debates setting out the situation in dichotomous terms have been fortunately overcome, or at least have ceased to be discussed in a mutually exclusive way.
Literary translation from the perspective of Comparative Literature
We have already suggested that Comparative Literature paid scant attention to translation for a long time. Indeed, it would be more correct to say that it rejected translation, for it not only considered translation to be an inappropriate field of study but also did not use it as a tool to access literary works. Its emergence as a discipline had to find an academic space next to classical philology and the different modern philologies. If in the first one translation had been practised, it had been as a tool for learning dead languages or evaluating that learning (this was therefore a didactic translation). In modern philology the study of the history of the language occupied a privileged place, leading to not requiring the use of translations and allegedly forced direct access to texts, despite their being written in a very pronounced diachronic variety. According to what Lefevere states elsewhere (1995:2), Comparative Literature, in order to maintain a high degree of academic respectability, kept this tradition.
In fact, it was assumed that one of the main attributes of the comparatist was having mastered several foreign languages, with the ultimate goal of not having to resort to the use of translation unless absolutely necessary. For example, Hugo Meltzl, founder of the first journal on Comparative Literature (Acta Comparationis Litterarum Universarum), declared in its founding issue in 1877:
The art of translation is, and will remain, one of the most important and attractive tools for the realization of our high comparative aims. But the means should not be mistaken for the end. [...] True comparison is possible only when we have before us the objects of our comparison in their original form. Although translations facilitate the international traffic or distribution of literary products immensely [...] nobody will dispute Schopenhauer’s opinion that even the best translation leaves something to be desired and can never replace the original. Therefore, the principle of translation has to be not replaced but accompanied by a considerably more important comparative tool, the principle of polyglotism. The principle of translation is confined to the indirect commerce of literature in contrast to the principle of polyglotism which is the direct commerce itself.
(D’Haen, Domìnguez & Rosendahl 2013: 20)
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| Acta Comparationis (1886). | Comparative Literature (1886). |
It is during the last decades of the 19th and early 20th centuries when we witness the consolidation of Comparative Literature as an academic subject. Among the main studies on this subject published in the 19thcentury, we find Comparative Literature (1886), by the New Zealander Posnett Hutcheson Macaulay, expressing unequivocally his clear scepticism about the feasibility of translation, especially in the poetic domain:
How far is accuracy of translation possible? It is clear that both in prose and verse there are difficulties in the way of the translator sometimes unsurmountable. Even in prose translation objects such as animals or plants nameless in the translator’s language, or customs and institutions unknown to his group, or ideas, political, religious, philosophic, similarly nameless, may present such obstacles. But in verse, besides these difficulties, there is the close connection between sounds and ideas which in every language is more or less recognisable.
(Posnett 1886: 44)
During those years, statements similar to Meltzl’s and Posnett’s were repeated. Thus, for instance, Danish critic George Brandes, author of the renowned Main Currents in Nineteenth Century Literature (1872), published in 1899 a short article called “World Literature” in which he insisted upon the need to read the works in the original language, thus repudiating the use of translations, at the same time that he mourned (in appearance paradoxically), the limitations minority literatures, such as Danish, had to achieve presence in the international sphere:
However many translations are taken up, it is nevertheless without a doubt that the writers of the various lands and languages differ widely with respect to the likelihood of acquiring world renown or just a certain measure of acknowledgement. [...] It is impossible to write anything artistic in another language than one’s own. On that we are all in agreement. But these translations! To these we all object. I confess to the heresy that I can only view them as a pitiful expedient. They eliminate the literary artistry precisely by which the author should validate himself, and the greater he is in his language, the more he loses. [...] Lyric poetry is translated with difficulty and in every case loses much in so doing. Usually the effort to translate it to another language is not undertaken for the simple reason that nothing will be gained from such an effort. [...] According to the received opinion, prose writing suffers no great loss in translation. But this is wrong. The loss remains immeasurable, albeit less striking than in poems. The selection and the sound of the words, the architecture of the sentences and the harmony, the peculiarity of literary expression; everything vanishes. Translations are not even replicas.
(D’Haen, Domìnguez & Rosendahl 2013: 25)
In any case, it is unarguable that we also count with some early statements in favour of translation, which are surprising nowadays due to their modernity and lack of hang-ups. For instance, Richard Green Moulton, author of some important works on classical tragedy, Shakespeare or the Bible from a literary point of view, expressed in World Literature and Its Place in General Culture (1911), one of his most celebrated works, the implicit limitations in the exclusive access to literature in its original language, at the same time as he stressed the intrinsic qualities of literary translation as an exercise of creation:
One who accepts the use of translations where necessary secures all factors of literature except language. One who refuses translations by that fact cuts himself off from the major part of the literary field; his literary scholarship, however polished and precise, can never rise above the provincial. [...] On the other hand, it is noteworthy how classical scholars of front rank have devoted themselves to translation as the best form of commentary [...], how poets of front rank have made themselves interpreters between one language and another. [...] Again, men of the highest literary refinement have made strong pronouncements on the side of translated literature.
(Moulton 1911: 4-5)
Clearly, comparatists were aware that they were facing a dichotomy with no easy solution: if it was only legitimate to read the works in their original languages, the comparatists exercise would be limited to those authors and texts expressed in a language the scholar knew. This necessarily limited the amount of texts and authors and resulted in a microscopic view. Conversely, if they aimed to understand the direct and indirect links between the different literatures that form the international literary order, resorting to translation as an instrumental tool was mandatory. Thus, for instance, Albert Guérard, author of about thirty books on literary and historical issues, emphasized this matter in his Preface to World Literature (1940), characterizing translation as the element enabling the sheer existence of universal literature:
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| World Literature (1911). | Preface to World Literature (1940). |
Not even professional scholars can know even all the major culture languages, and the indispensable instrument of World Literature is translation. But translation is still distrusted, and even despised. It is claimed that art intention and form are inseparable, and that every translation is bound to destroy this vital unity. [...] Every book, even in our own language and dealing with our own language requires a translation from the terms of the writer’s experience to those of the reader’s. Fortunately, man is able to make such an adjustment, and to feel the human element under the infinite variety of forms. Without such a capacity, there could be no communication between man and man. It is the extension of such a capacity that makes communication possible between age and age, nation and nation, language and language, and accounts for the undeniable, existence of World Literature.
(D’Haen, Domìnguez & Rosendahl 2013: 63).
It is especially noteworthy that Guérard considered translation to allow an update of the text, enabling it to stay always alive and topical, adding that this could not happen with the original (thus reversing the traditional hierarchy by which the original was considered to be a supreme model precisely because it remained immutable): “Translation offers one advantage over original work: it can more readily be corrected, perfected, brought up to date, by successive generations. Every age has, and should have, its new translations of Homer or Dante” (D’Haen, Domìnguez & Rosendahl 2013: 62).
It is true that those languages were limited to the main ones in the European area, which was in line with the following of a canon that was clearly Eurocentric. In the United States this orientation was greatly due to the arrival of prominent critics from Europe after the Second World War, such as Erich Auerbach, Leo Spitzer, or René Wellek. Things started to change with the decentralization of this canon thanks to the raising of alternative voices that started questioning the issue from a multicultural perspective.
This is clearly perceived if we examine, for instance, the reports that the American Comparative Literature Association (ACLA) prepares every ten years, which set the guidelines of the discipline. Thus, in the first report, written in 1965, Harry Levin emphasized the need to have some kind of access to the original languages and set a clear distinction between the didactics of foreign literature in translation and the proper exercise of comparatism. Comparatists must read the original work, provided that it was possible, and should only turn to translation when dealing with very remote languages.
In this regard, we are reminded of the words of Werner P. Friederich, who a few years earlier, in 1959, in a lecture at the University of Wisconsin, had argued that the teaching of world literature in English translation was disdained by comparatists, stating: “Foreign Literature in English Translation is a much needed field for undergraduate instruction, while Comparative Literature should be distinctly for graduate students only” (D’Haen, Domìnguez and Rosendahl 2013: 63).In the second report of the ACLA, prepared by Roland Greene in 1975, teachers were still instigated to work with original works, not only in order to benefit those students who had a good knowledge of foreign languages but also because this should foster in students the belief that access to a work through translation was a clearly incomplete reading exercise. As discussed below, the third report (which should have been ready in 1985, but was not issued until 1993) showed a clearly symptomatic change of attitude due to the emergence of alternative voices that meant a challenge to the Eurocentric canon from a multicultural perspective.
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| Edited by C. Bernheimer. It contains the ACLA reports (1965, 1975 y 1993). |
Little attention was paid to literary translation in most models developed under what has been considered a systematic or scientific study of translation between the 1950s and the first half of the 1970s. By analysing the strategies of transference or substitution of the signs of a source language in search of their supposed equivalents in the target language, translation was understood as a special case of Linguistics (dependent on Applied Linguistics or Contrastive Linguistics) and focused on the study of a series of binary relations and the analysis of the structural differences of the languages involved. The aim was to systematically establish the proceedings to establish the rules of correspondence between linguistic systems. The study of the possibilities of transference focused above all on lexical and grammatical levels and had the word or the sentence as its main subject of study. Furthermore, the fundamental concept was equivalence, which is hardly surprising if we take into account the importance given to the word as translation unit, as it was easier to talk about equivalence when speaking at a microtextual level rather than at a macrotextual one.
The notion of equivalence in itself opened the way for evaluation, in that it allowed the formulation of correction parameters. Instead of relying on the mere empirical description of the product, the trend was to compare translations paying attention to a concept of equivalence postulated beforehand, thus depriving the comparative exercise of any historical perspective. Linguists focused their attention exclusively on non-literary texts, justifying this decision by simply saying that literature was a “special case”. The truth is that literature raised problems which it was necessary for them to ignore, since it implied a textual production subjected to extraordinary encoding. From the 1970s, and following the development of linguistics itself, translation begins to be studied at a textual level, rather than at the level of word or sentence, which meant that language stopped being studied as an abstract system and the focus was on its use instead. In parallel, we perceive a progressive abandonment of purely linguistic approaches, which favours the subsequent attention to socio-cultural constraints that determine both the translation act and the mechanisms of reception of the translated text. This shows the need to provide Translation Studies with a social theory of language allowing the study of its role in the communicative interaction as a whole, as well as the mediating role of the translator in transferring communication between different codes.
It is known that translating means to transfer the meaning proposed by the sender of the original text to the target receiver. Both are framed in different social contexts, so the translator is influenced by his or her own social conditioning during the task. Equivalence, the central notion in linguistic approaches, goes from being considered at a microtextual level (word, sentence) to a macrotextual level (text), as well as the supratextual level (context), based on the belief that languages are not what we translate during the translation process (they in themselves are not translatable) but texts (specific updates of uses of language in specific cases), which are an integral part of the world around us, as they are framed in a particular extra-linguistic situation and are marked by a specific socio-cultural context.
Since the late 1970s we perceive the progressive abandonment of Applied Linguistics as an exclusive approach to focus on the social and cultural constraints that determine the translation act and reception mechanisms of the translated text. Thus we perceive psycholinguistic, sociolinguistic, hermeneutical, anthropological or philosophical contributions among others. Indeed, also in those years, Comparative Literature started to establish a new type of relationship with translation, characterized by the features we will now describe.
First, it caters exclusively to the notion of translation as a product, rather than understanding it as a process, which is in tune with the fact that it is not interested in the teaching of translation (translator training), where the fundamental issue is the translation activity, with the aim of improving the skills of its practitioners.
Second, Comparative Literature aligns itself with the descriptive approach to translation instead of the prescriptive one: this perspective does not aim any longer to evaluate the quality of translation, i.e. the traditional comparison exercise between original text and target text to check how much the latter differs from the former. On the contrary, the purpose is to study the role played by translation in the evolution of the different literary systems and thus to analyse, for example, how is translation performed in each period and culture; why are certain models imported rather than others;how much is translation practiced in a given context, and what recognition is given to this activity;what is the reception of the various works translated in relation to their originals; how can translation be used as an ideological weapon; what is its ability to subvert, renew or strengthen particular poetics; why do translations become outdated and are replaced by each other; what is the relationship between translation and other types of rewriting such as anthologisation, literary criticism, etc.
The whole list would be too long. All these issues have probably more to do with the history and evolution of literature or literature in general than with any other topic, but they are also to be located within the domain of Sylistics: the particular features of a given author are probably exacerbated, or at least become more obvious, when we perceive the way he or she translates others. In a similar sense, the appreciation of a writer's style may be exacerbated by a comparison with the translation his or her work has been subjected to, considering what aspects have been ignored or magnified (without any need to introduce a component of qualitative evaluation). At the same time, it is clear that any diachronic analysis of literary translation must be always linked to a study of translation theory, since theoretical reflections are most often the cause or effect of the different ways to translate characteristic of each culture and historical period. This aims to highlight the unquestionable fact that the literary translator is not a person who works in some sort of no man's land, alien to any kind of social bonding. As mediators, translators try to defend certain interests.Their exercise is by no means a neutral and totally innocent one, since they stand as true deus ex machina in the whole process. However, this does not necessarily mean that translators are trying to protect their own interests, as they may be subject to higher hierarchical instances (for economic reasons, social status, etc.). Furthermore, we must say that there are many other elements that will determine translators’ work, either consciously or unconsciously: the times they have had to live, the literary traditions that they attempt to bring together, the languages themselves, etc. (in short, the norms of translation, understood from a descriptive perspective).
Literary translation, descriptive translation studies, and comparative literature
As we said above, in the 1970s we find a number of scholars, from Comparative Literature or the literary field, becoming interested in translation. The American James S. Holmes, located in Amsterdam in the 1960s, is a clear pioneer of this new trend, and he set in motion a number of contacts with Czech structuralists, such as Jiři Levý or Anton Popovič, with whom he coincided in the consideration of translation in literary history and in their stylistic approach to translation. Subsequently, Holmes contacted researchers from the University of Tel Aviv (such as Itamar Even-Zohar or Gideon Toury) and other scholars from Belgium and the Netherlands (such as José Lambert, André Lefevere, etc.), and managed to establish a productive link between the two groups.Three small conferences were held in Leuven, Antwerp and Tel Aviv, whose proceedings were published and helped give cohesion to the group: J. S Holmes, J. Lambert and R. van den Broeck (eds.), Literature and Translation. New Perspectives in Literary Studies (1978); I. Even-Zohar and G. Toury (eds.), Translation Theory and Intercultural Relations (1981); A. Lefevere and K. D. Jackson (eds.), The Art and Science of Translation (1982). Besides these, the following publications also stand out: a collection of articles by James S. Holmes published in 1988 under the title Translated! Papers on Literary Translation and Translation Studies, which includes what is held to be the foundational study of the modern discipline of Translation Studies, “The Name and Nature of Translation Studies”, first published in 1972; Papers in Historical Poetics by Even-Zohar (1978), which shapes the polysystemic theory starting from the theses of the Russian formalists, Czech structuralists, Marxist critics and reception theory; Translation Studies by Susan Bassnett (1980) in which, in very clear terms, she delves into some important concepts, explains the general principles of the history of thought on translation and studies the problem of translating the three main literary genres; In Search of Theory of Translation by Gideon Toury (1980), a genuine statement of the most orthodox principles of the descriptive paradigm from an empirical point of view; also The Manipulation of Literature, edited by Theo Hermans (1985), whose introduction is a programmatic vision of all texts included in the volume, defending that from the point of view of the reception pole, any literary translation is a manipulation of the original text in order to achieve certain objectives, involving a teleological reorientation of the discipline; and finally, the various articles by José Lambert, who develops models to compare translations and studies their role in the development of the literary systems. Many of them were collected in Lambert (2006).
Generally speaking, all these contributions are a real starting point for the descriptive paradigm in detriment of the evaluative and prescriptive one. Instead of questioning the possible (un)translatability or postulating beforehand what is (or is not) a translation, it is previous translations and how they are integrated in the reception culture what is under study. Instead of emphasizing the cross-lingual relations, the focus is on the intertextual ones, placing the text within the norm framework of the receiving community, studying the relationship between literature and other forms of social manifestation. The polysystemic approach is useful to understand literature as a dynamic and complex system, in an attempt to carry out a study in terms of functions, connections and interrelationships, as well as to relate translated literature with other subsystems in the receiving literary system. It is clearly oriented towards the target pole (thus the name of the journal Target, founded in 1989, seems to be symptomatic) and is functionalist in its nature, involving an attempt to change the traditional hierarchy that always conditioned translation to the original, now giving its legitimate importance to the receivers and the reception context. Finally, it expresses an interest in the norms of collective behaviour from a diachronic perspective, in an attempt to broaden the context of study and achieve historical projection.
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| Translation Studies. | The Manipulation of Literature. | Target. |
Thus a new paradigm is established focusing on literary translation, as opposed to the traditional approach to translation (there is no longer a search for the formulation of rules, norms or standards of behaviour leading to the evaluation of translation exercises or to didactic implementation in the training of translators), but the main interest lies in the study of translation as an actual fact, both in the present and in the past, and its integration into cultural history, focusing therefore on empirical facts. For an overview on the development of the descriptive paradigm in Translation Studies, with particular attention to the polysystemic contribution, see Hermans (1999).
In line with B. Lepinette (2007), we suggest that the study of translation can be done from two complementary perspectives -sociological and comparative- (even though she actually speaks of three perspectives –sociological-cultural, descriptive-comparative and descriptive-contrastive–I have chosen to bring the last two together into one). From the first perspective, the social and cultural context of translation at the time of its production and its reception are studied, which involves making a textual description of textual migration through its effects on the history of the receiving national culture, whether speaking of literary texts or not. The focus of research is the determination of cause and effect relationships, always with the receiving pole as the centre of interest.Thus, we propose to formalize these studies as follows: “History of X translations by Y” (where X = a national literature, a literary genre, the work of a generation of writers, the work by a writer, a work by a writer, and where Y = a country, a generation of writers, a writer). Similarly, we can study “Y as translator of X” (with the same definition of Y and X).Finally, we can also introduce element “Z” (time frame), with two resulting diagrams: “X translator of Y at Z” or “Ytranslator of Xat Z.” Obviously, we can expand or restrict the study as much as we want, depending on the relative amplitude of X, Y and Z. I follow here the traditional scheme used by the French comparatists for searching presences and influences, like F. Balderspenger, Paul van Tieghem and J.-M. Carré practised, which then was taken up successively by M.-F. Guyard, C. Pichois and A.M. Rousseau or P. Brunel. In Spain it was practised by Menéndez Pelayo. For example, we can study the history of translations of English literature conducted in Spain throughout history or we can focus on Pedro Salinas as a translator of the first act of Romeo and Juliet, by Shakespeare.
This type of approach, widely practiced by the French School of Comparative Literature, either in terms of literary influences or traces or from the particular point of view of translation, constitutes what is often called “reception studies” (cf. Enríquez Aranda 2007). From the descriptive-comparative perspective, we focus on the translation choices made by translators in a given target text or a series of target texts corresponding to the same original text. When we adopt a diachronic perspective, we reach a historical projection, which allows us to study the different norms followed in the translation of a particular author or work over time. Thus, we can draw a comparison between ST (source text) / TT (target text) or a comparison ST/TT1 – TT2 – TT3 ... TTn comparing the ST with each TT andthe TTs with each other.
Literary translation and the “cultural turn” in Translation Studies
At the beginning of the 1990s, Translation Studies began what has been called the cultural turn, in which the publication of Translation, History and Culture, edited by S. Bassnett and A. Lefevere (1990) was decisive. There is a change towards a broader consideration of the cultural and political contexts in which translations and other kinds of rewriting take place. In this cultural turn we can place several clearly politicised tendencies, which entered suddenly into Translation Studies and which, at least in the first two cases, were fostered by the incorporation of post-structuralist or deconstructivist assumptions. I am referring to feminist theory, post-colonialist theory and the theory organized around the concept of the (in)visibility of translation. All of them are concerned with ethics and identity, and consider the history of translation as fertile ground for conflict, paying attention both to what is included in translation and what is left out, both to the explicit manifestations of behaviour and the implicit ones, as well as to the great power structures underlying individual behaviour. Thus, issues related to power and its ability to manipulate are given importance, as well as the factors that condition the establishment of the canon. This follows a line opened by Cultural Studies, and also by the decentralization of the canon from a multicultural perspective.
While Translation Studies had begun to be interested in the extra-linguistic and extra-literary factors of translation, Cultural Studies had expanded its field of analysis on race, class and gender to start covering also language differences, which had led to the possibility of approach between the two disciplines. These issues can be consulted in the collection edited by Ortega (2007).
Nowadays, translation is often used in Cultural Studies as a metaphor to describe the growing internationalisation of cultural production, the conflict of those who live between two different languages and worlds. By highlighting that translations work as carriers of attitudes and ideological assumptions, their ability to create strongholds of resistance against cultural hegemony is the focus. This allows translations to become tools to rebuild lost or silenced cultural ways, thus fighting against imperialism, racism or sexism. The linguistic approach is left aside in order to analyse the interaction between translation and culture, giving importance to context, history and convention. In line with this, A. Lefevere (1992), for instance, has dealt with the study of the creation of the literary image through all kinds of rewriting, be it anthologies, critical commentaries, film adaptations, or translations, revealing the important role of institutions in this process. On the other hand, if we understand ideology as a set of beliefs and values that shape the vision that individuals or institutions have of the world, translators also have to take part in it. In the introductory chapter to Translation, History and Culture, Bassnett and Lefevere radically questioned the peripheral or subsidiary position that the study of translation had had within Comparative Literature:
Translation, the study of translation, has been relegated to a small corner within the wider field of the amorphous quasi-discipline known as Comparative Literature. But with the development of Translation Studies as a discipline in its own right, with a methodology that draws on comparatistics and cultural history, the time has come to think again about that marginalization. Translation has been a major shaping force in the development of world culture, and no study of comparative literature can take place without regard to translation.
(Bassnett & Lefevere 1990: 12)
Three years later, Bassnett (1993) took a step further to argue that Comparative Literature as understood in the traditional way had died, and that the new critical impulses came from fields such as Cultural Studies, Gender Studies and Postcolonial Studies,as well as from Translation Studies. This was basically the reason she further said that, in such a state of things, perhaps Comparative Literature should become understood as a subdiscipline within Translation Studies. However, this comment may be unfair or disproportionate, as Comparative Literature deals with many other issues not covered by translation.
Bassnett (2006) herself later redefined her own proposal by acknowledging that it had been a provocative statement, motivated by an attempt to give recognition to a new expanding discipline, and by the agonizing crises of another, unable to shed the 19th-century positivism that had been imbued in its roots since birth, and also unable to analyse the political implications of intercultural transfer processes. However, her words on this occasion were no less provocative than in the previous occasion, because she concluded that “neither comparative literature nor translation studies should be seen as a discipline: rather both are methods of approaching literature, ways of reading that are mutually beneficial” (2006: 6). Actually, saying that Comparative Literature was not a discipline was in accordance with Gayatri Spivak’s assertion three years earlier, when she criticized in The Death of a Discipline its strong Eurocentrism and the need to revise its underlying ideology in order to analyse literary reality in a world that is post-colonized and subject to the effects of globalisation.
Literary translation and coparative literature in the USA
Previously we mentioned how the ACLA reports of 1965 and 1975 had stressed the need to use the original texts, rather than resorting to translations (at least in an educational context). A significant change of attitude was shown in the report from 1993, prepared by Charles Bernheimer. Then, although the convenience of knowing foreign languages is reaffirmed, also referring to the teaching field, the traditional rejection of translation is mitigated. Furthermore, it is suggested that translations can be a corpus with a potential to become the paradigm from which to seek solutions to various problems:
While the necessity and unique benefits of a deep knowledge of foreign languages must continue to be stressed, the old hostilities toward translation should be mitigated. In fact, translation can well be seen as a paradigm for larger problems of understanding and interpretation across different discursive traditions. Comparative literature, it could be said, aims to explain both what is lost and what is gained in translation between the distinct value system of different cultures, media, disciplines, and institutions. [...] It may be better, for instance, to teach a work in translation, even if you don’t have access to the original language, than to neglect marginal voices because of their mediated transmission. [...] We would even condone certain courses on minority languages in which the majority of the works were read in translation.
(Bernheimer 1995: 44)
The final report was prepared in 2004 by Haun Saussy. It focused on the situation of the discipline in the era of globalisation. The issue of translation is not mentioned in it, but Steven Ungar did mention it in one of the replies to the report, lamenting the insufficient attention Comparative Literature had given to translation throughout history:
Translation has remained central to comparative philology as well as to the European and North American models of world literature since the early nineteenth century. Yet the centrality of translation within literary studies is at odds with the fact that it often remains under-analyzed and under-theorized. [...] The work of translation is often dismissed within literary production as a second-order representation, with the translator accordingly invisible as an extension – faithful or unfaithful – of the original work attributed to the author.
(Ungar 2006: 127)
Also in the context of the United States, it is noteworthy that in the presidential conference of the prestigious Modern Language Association in 2009, under the name“English Is Not Enough”, Catherine Porter reflected on the values of multilingualism and multiculturalism and, in close connection with this conviction, she made sure that the three sessions that made up the presidential forum were devoted to translation (with the title “The Tasks of Translation in the Global Context”). Eleven papers were then collected at the annual Profession (2010), including papers by recognised theorist as S. Bermann, G. Spivak and L. Venuti. It is pertinent to draw attention to the call launched by Porter herself:
How do we justify teaching literature in translation and deal with the constraints, losses, and displacements that reading in translation entails? What uses should we make of translation—from and into the target language—in teaching foreign languages? Should departments of foreign and comparative literatures use translations extensively and make comparative translation a cornerstone of the discipline, or should they defend the use of original texts and pursue a practice of cultural comparison that stresses linguistic difference? What place should the nascent field of translation studies and courses in translation theory have in the teaching of language and literature? What perspectives on translation are offered by the various subfields of linguistics, and what can the study of problems in translation contribute to work on language acquisition? In the broad domain of study embraced by the MLA, what role should we ascribe to programs that train professional translators? What roles do we play in decisions about what texts are to be translated and in what direction? In the discussion about our national deficit in knowledge of foreign languages and cultures and about the need for international or global studies, should we be concerned about a translation deficit and advocate for more translation as a means of fostering transcultural awareness?
(Source)
We will mention finally that, similarly, ACLA’s presidential conference from 2009, given by Sandra Bermann, was dedicated to the relationship between Comparative Literature and translation. It emphasized the supreme importance that translation has for the discipline:
With the growing recognition of translation as a visible, separable sphere of practice and knowledge, comparative literature and translation now encounter one another more regularly, more closely –and more intriguingly– than ever before, since translation poses timely questions for our field and, I think, the humanities in general. It highlights both the linguistic specifity and materiality of texts we study, and opens a series of new dimensions to explore.
(Bermann 2009: 438)
According to Bermann, like Comparative Literature, translation is transnational and interdisciplinary. Both its practice and the theorizing generated around it allow establishing important textual relationships throughout time, space and language, calling attention to the very nature of language.
“World literature” and translation
This review of the attention Comparative Literature has paid to translation would be incomplete without mentioning a very important issue in the discipline so far in this millennium. Such is the notion of “world literature”, which evidently has nearly two centuries of history. But the truth is that it was a topic addressed in a fairly minority way for a long time and, even more symptomatic, it was restricted to the study of a small number of European literatures, despite the aspirations implied in its name. Between the 1970s and early 1990s, world literature was virtually banished from any kind of literary research, but it has been revived in recent times with great strength, as evidenced by the numerous monographs on the subject published in recent years.
Despite not coining the term “world literature” (Weltliteratur), Goethe was the cause of its spread throughout Europe. In Gespräche mit Goethe (Conversations with Goethe) Johann Peter Eckermann notes that on January 31st1827, Goethe had said that national literature did not make much sense any more, and the age of world literature was about to arrive. Goethe would refer to world literature on several occasions over the years, practically until his death in 1832, but unfortunately (or perhaps not), he did not clearly define what he meant by that term; in fact, it seems to have a marked polysemous character, so it was interpreted in many different ways throughout the 19th and 20th centuries.
He was most likely referring to the convenience of increasing the circulation of literary works between different European writers and intellectuals, in a context where Europe was finally experiencing a period of peace after the Napoleonic Wars. From this point of view, the emphasis is on cultural exchange at an international level between the different groups of people, through which they form their own identity and their relationship with the alien. For Goethe, world literature was not all past and current literatures from an encyclopaedic point of view, or a restricted canon of works that had reached their status as universal heritage of learned humanity. It was rather a historical concept that has to do with the modern relationship between different national or regional literatures. That was the reason he argued that it was more accurate to speak of an era of world literature, in which the literary world was conceived as a global market of material products. The emergence of a literature of this type would not mean the disappearance of national literatures but their entrance in a space and time in which they would interact with each other, forming the essence of modernity.
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| J. W. von Goethe. Source: Wikipedia. |
It must be said that in the new space he defends, translations play a vital role. Indeed, Goethe oscillates between two poles: considering the German language and culture as a privileged instrument for world literature, and promoting a general inter-translation between different languages and literatures. When he takes the first of these perspectives, he does so led by the spirit of promoting German language and literature, which had not yet been able to enrol in a context of strong national identity. Thus, the dissemination of foreign literary works throughout Europe could be arbitrated through German, creating a transnational literature that could build understanding and harmony among the peoples of Europe. Following this reasoning, in his opinion, as translation had considerably opened the German cultural space to foreign cultural spaces, that culture could become the quintessential exchange market for Weltliteratur. Anyway, in general, Goethe seems to see Weltliteratur as the era of widespread inter-translation in which every language would learn to be a translation language. This perspective implies that in his poetics, translation is considered an essential task, an inherent part of the literature of a nation.
It was not long before Goethe’s notion was assimilated to a selective representation of the past and present world’s literary works, an exclusive canon made up by the works of greatest aesthetic value. While it seems that Goethe did not advocate, at least explicitly, for this selective process, the fact is that the concept of universal literature quickly identified itself with this construction of the canon. To begin with, there was a fundamental restriction when it came to build what were supposed to be universal literature histories, because in most cases they only paid attention to European literatures (more importantly, only to a few of them). Actually, this geographical limitation was already a marked feature of Goethe’s conception, as, despite his knowledge of Eastern literature, his main purpose was not so much to include all world literatures in an orbit of fruitful coexistence but to encourage contact between European intellectuals..
It should be pointed out that these supposedly universal histories of literature were written at the same time as different national literary histories began to proliferate, so they were in general excessively biased towards the literature of the country in which they occurred, which was in line with the nation-building process that was taking place throughout Europe. In the Romantic era we witnessed numerous attempts to build national identity through a claim of the legitimacy of its literary past. On the other hand, along the 19th century the interpretation of world literature as the canon of great masterpieces also began to emerge, limited again to European literature. Simultaneously with the expansion of the notion of universal literature, we witness the birth of the discipline of Comparative Literature. D' Haen (2012) presents a brief but splendid history of the concept of world literature as related to the development of Comparative Literature.
With the democratization of university education and the consequent access of ethnic and cultural minorities to the classrooms, with the emergence of multiculturalism, post-colonialism and globalisation studies in the field of literary theory and the consequent recognition of the world’s literary diversity, the ability to read texts in the original languages turned into a utopia. It was becoming increasingly obvious that the linguistic attributes comparatists were supposed to have were hardly obtainable, especially so in the case of non-specialist readers. As a result numerous anthologies made up by translations began to appear, either of world literature or of a specific literature genre (mainly poetry).
According to David Damrosch, the contemporary critic who has paid the most attention to the issue of world literature, this concept is inextricably linked to the practice of translation, given the need for the emergence of the literary text in an international environment as a sine qua non condition: “Works become world literature by being received into the space of a foreign culture, a space defined in many ways by the host culture’s national tradition and the present needs of its own writers” (Damrosch 2003: 283). Without resorting to translation, access to world literature inevitably becomes highly restricted, as it is completely severed by the linguistic diversity that should characterize the works included, but furthermore, according to Damrosch, it is the very fact that the translation and the original text can be subjected to an aesthetic transformation what is in itself an inherent feature of the literary fact:
Literary language is thus language that either gains or loses in translation, in contrast to nonliterary language, which typically does neither. The balance of credit and loss remains a distinguishing mark of national versus world literature: literature stays within its national or regional tradition when it usually loses in translation, whereas works become world literature when they gain on balance in translation, stylistic losses offset by an expansion in depth as they increase their range.
(Damrosch 2003: 289)
Nevertheless, it should also be noted that important contemporary voices have warned against the negative consequences of providing students access to world literature only through translations, as this can have a simplifying and homogenizing effect, blurring the differences between languages, literatures and cultures and reducing every literary expression to just one literature written in the target language. It is worth pointing out Spivak’s and Damrosch’s discussion on this topic. According to Spivak, there is a risk of entering into a naturalization that would neutralize cultural differences and deny access to a reality different from one’s own. Gayatri Spivak discusses the ideological implications of translating the literature of the Third World to hegemonic languages.
From her point of view, the asymmetrical relations of power in a post-colonial context often result in the activation of colonising translation practices and the construction of biased images of the ex-colonised culture as a mimetic and lower form of former colonizers. Spivak defends the need to learn local languages and cultures. When translation becomes necessary, Spivak proposes a translation strategy based on a positive or strategic essentialism that requires the translator to have an intimate knowledge of the colonised language, history and culture. Spivak shows that translations often appropriate the texts of other cultures, imposing a hegemonic vision of the translated texts and often disregarding the specific cultural idiosyncrasies of communities that share only some common features. In her own words:
In the act of wholesale translation into English there can be a betrayal of the democratic ideal into the law of the strongest. [...] This happens when all the literature of the Third World gets translated into a sort of with-it translates, so that the literature by a woman in Palestine begins to resemble, in the feel of its prose, something by a man in Taiwan.
(Spivak 2000: 400)
Apter suggested in 2006 a new way of understanding the study of translation from a wide conceptual frame focused on the negative consequences of a shortage of translating in a situation of war conflict or terrorism, language and literary conflicts in the building of the literary canon, the importance of experimentation with non-standard language varieties, processes of cultural and linguistic creolisation and the status of humanistic translation as study of translation in an era of globalisation and technological development, as well as the importance of learning minority languages with disadvantaged literary traditions in the world order. According to her,
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| The Translation Zone (2006). | Against World Literature (2013). |
A new comparative literature has prompted me to imagine a field in which philology is linked to globalization, to Guantánamo Bay, to war and peace, to the Internet and ‘Netlish’, and to ‘other Englishes’ spoken worldwide, not to mention the ‘languages’ of cloning and computer simulation. Envisaged as the source of an ambitious mandate for literary and social analysis, translation becomes the name for the ways in which the humanities negotiates past and future technologies of communication, while shifting the parameters by which language itself is culturally and politically transformed.
(Apter 2006: 10-11)
In accordance with Spivak, Apter advocates in 2013 for a new kind of Comparative Literature to end the tendency of the dominant power to assimilate the emerging culture by means of a detailed analysis of its texts and the recognition of its idiosyncrasies, thus explicitly questioning the concept of world literature as it is generally understood and emphasizing the thesis of untranslatability:
A primary argument of this book is that many recent efforts to revive World Literature rely on a translatability assumption. As a result, incommensurability and what has been called the Untranslatable are insufficiently built into the literary heuristic. [...] [My] aim is to activate untranslatability as a theoretical fulcrum of comparative literature with bearing on approaches to world literatures, literary world-systems and literary theory, the politics of periodization, the translation of philosophy and theory, the relation between sovereign and linguistic borders at the checkpoint, the bounds of non-secular proscription and cultural sanction, free versus privatized authorial property, the poetics of translational difference, as well as ethical, cosmological and theological dimensions of worldliness. [...] [This book] is conceived as a long essay in the interest of the importance of non-translation, mistranslation, incomparability and untranslatability.
(Apter 2013: 3-4)
Emily Apter proposes a new Comparative Literature, in which language multiplicity becomes apparent and which involves an alternative to agglutinating trends, in the understanding that a post-national orientation can lead to minimising the economic and power struggles that are often evident in literary policies, while ignoring conflicts of interest between multilingual communities and monocultural states. Like Spivak, she defends a resistance to the hegemonic cartographies that are projected by world literature in translation. In her opinion, neither Translation Studies nor studies on the concept of World Literature have been able to reconstruct literary history using new planetary cartographies that sufficiently take into account otherness and the option of untranslatability inherent, in her opinion, to the very notion of “universal”..
As we have seen, there has been a substantial progress in Comparative Literature’s approach to translation, from the time when the use of translations was considered a necessary evil (which was caused by an unblemished conviction that their status was necessarily lower than that of the original texts), going through the progressive expiry of such caution (as a result of the expansion of the materials of study and a multicultural decentralisation of the canon), to the final conviction that translation not only allows access to literary works that would otherwise be opaque to us, but that their analysis can provide very important information about intercultural contacts and the dynamics of development of different receiving literary traditions, since, at the end of the day, translations are organically related to the target literature and are in tune with it, when they do not determine it. This process has had much to do with the consolidation of Translation Studies as a full independent discipline.
Moreover, in recent times we have seen a revival of the concept of “world literature”, which had been abandoned for decades within the framework of Comparative Literature, because it was deemed too normative and Eurocentrically oriented. With the opening of world literature to minority literatures or literatures that had been displaced from the interest of most of the readers, the rejection to read translations is defeated out of necessity, despite some voices that still remain, mainly from the perspective of postcolonial studies, which consider the translation of these languages and literatures into the dominant languages a reductionist and imperialist exercise that deprives them of their potential otherness.
The matters raised in this paper may have several applications: from a meta-theoretical point of view, the relationship between the discipline of Comparative Literature and Translation Studies can be studied; from the point of view of Descriptive Translation Studies (or the point of view of Comparative Literature itself), they can be used as a methodological framework to perform analysis related to the reception of literary works, and studying the role of translation in the evolution of the different literary systems. This implies analysing, for instance, which are the translation patterns of each period and culture; why certain models are imported rather than others; what is the degree of translation activity in a given context and what kind of appreciation that activity is given; how the different translations are received in comparison with their originals; how can translation be used as an ideological weapon; what is its ability to subvert, renew or strengthen a specific poetics; why translations become outdated and are replaced by other translations; what is the relationship translation has with other types of rewriting, such as anthologisation, literary criticism, etc. Similarly, they may be used to observe some issues in full force in current Comparative Literature, such as the decentralization of the traditional canon and the attention “minority” or “minoritised” literatures are given today, the role of these literatures in a globalised world, their presence in a post-colonial environment or their possible inclusion in what has been termed “world literature”.













